Publication date: 20.10.2025 12:57
Current
from: 07.11.2025
Amendments have been made to version No. 6 of the Regulations in order to align them with the provisions of the Basic Standard for the Protection of the Rights and Interests of Individuals and Legal Entities Recipients of Financial Services Rendered by Members of Self-Regulatory Organizations in the Financial Market Uniting Brokers (approved by the Bank of Russia on 30.04.2025 No. KFNP-14), which enters into force on 07.11.2025, concerning the new version of risk declarations (Appendices No. 8 (a-g) to the Regulations) and the set of documents provided to recipients of financial services prior to concluding a brokerage services agreement, including the key information document on the brokerage services agreement (new Appendix No. 31 to the Regulations). In connection with these amendments, the forms of client applications for concluding a brokerage agreement have been amended (Appendices No. 1 (a) and 1 (b) to the Regulations). Technical amendments were also made due to the addition of new Appendices to the Regulations.
Changes were also made in connection with the entry into force on September 1, 2025, of the revised Federal Law of July 27, 2006, No. 152-FZ "On Personal Data": consent to the processing of personal data was moved to a separate Appendix No. 30 to the Regulations. For this reason, the list of documents required to be submitted for concluding a brokerage agreement, contained in Appendices 2(a), 2(b), 2(c), and 2(d) to the Regulations, was adjusted.
A form for a trade order for a transaction involving foreign currency/precious metals was added (Appendix No. 11(z) to the Regulations), and the Regulations now describe the essential terms of a trade order for a transaction involving foreign currency/precious metals. To serve non-resident clients, a brokerage report form in English has been added (Appendix No. 29 to the Regulations).